阿里提交的招股文件显示,日本软银集团持股797,742,980股,占比34.4%,为最大股东;雅虎持股523,565,416股,占比22.6%;阿里巴巴董事局主席马云持有206,100,673股,占比8.9%,为最大个人股东;阿里巴巴联合创始人蔡崇信持有83,499,896股,占比3.6%。在软银、雅虎、马云、蔡崇信之外的最大股东是Fengmao Investment Corporation,它持有66,451,613股,占比2.8 %;
Silver Lake affiliated entities持有阿里巴巴集团58,929,509股普通股,占比2.5%;云峰基金(Yunfeng affiliated entities)共持有34,814,817股,占比1.5%;
中信(CITIC Capital Excel Wisdom Fund, L.P)持有25,806,451股,占比1.1%;Broad Sino Developments Limited持有10,967,742,占比0.5%;Prosperous Wintersweet (BVI) Limited持有10,516,129股,占比0.5%;
Ever Green Growth Limited持有2,258,064股,占比0.1%;Asia Alternatives Management LLC持有1,935,484股,占比0.1%;Pavilion Capital Fund Holdings Pte.Ltd.持有1,935,484股,占比0.1%;Li Ka Shing (加拿大) Foundation持有1,290,323股,占比0.1%。
The prospectus submitted by Alibaba shows that Japan's SoftBank Group holds 797,742,980 shares, accounting for 34.4%, making it the largest shareholder; Yahoo holds 523,565,416 shares, accounting for 22.6%; Alibaba Chairman Jack Ma holds 206,100,673 shares, accounting for 8.9%, making him the largest individual shareholder; Alibaba co-founder Joseph Tsai holds 83,499,896 shares, accounting for 3.6%. The largest shareholder other than SoftBank, Yahoo, Jack Ma and Joseph Tsai is Fengmao Investment Corporation, which holds 66,451,613 shares, accounting for 2.8%;
Silver Lake affiliated entities hold 58,929,509 ordinary shares of Alibaba Group, accounting for 2.5%; Yunfeng affiliated entities hold a total of 34,814,817 shares, accounting for 1.5%;
CITIC Capital Excel Wisdom Fund, L.P. holds 25,806,451 shares, accounting for 1.1%; Broad Sino Developments Limited holds 10,967,742 shares, accounting for 0.5%; Prosperous Wintersweet (BVI) Limited holds 10,516,129 shares, accounting for 0.5%;
Ever Green Growth Limited holds 2,258,064 shares, accounting for 0.1%; Asia Alternatives Management Limited holds 2,266,690 shares, accounting for 0.1%; LLC holds 1,935,484 shares, accounting for 0.1%; Pavilion Capital Fund Holdings Pte. Ltd. holds 1,935,484 shares, accounting for 0.1%; Li Ka Shing (Canada) Foundation holds 1,290,323 shares, accounting for 0.1%.
The top ten shareholders of Alibaba are as follows:
1. T. Rowe Price Associates, Inc, holding 52.6356 million shares
2. Baillie Gifford & Co, holding 44.7164 million shares
3. SSgA Funds Management, Inc, holding 37.360 million shares
4. T. Rowe Price Associates, Inc, holding 52.6356 million shares
5. Baillie Gifford & Co, holding 44.7164 million shares
6. SSgA Funds Management, Inc, holding 37.360 million shares
7. BlackRock Fund Advisors, holding 36.8975 million shares
8. HSBC Global Asset Management (UK) Ltd, holding 30.5954 million shares
9. Fidelity Management & Research Co., holding 27.3802 million shares
10. Capital Research & Management Co. (Global Investors), holding 26.6704 million shares